Sign-up today and take advantage of member-only content – the kind of timely, cutting edge industry insight that only Securities Industry News can deliver.
FREE site registration entitles you to:
Exclusive Online Only Content
Newsletters and Alerts
Industry White Papers
Online Seminars...and Much More!
Breaking News
SEC Introduces Edgar Successor
August 20, 2008 - The Securities and Exchange Commission's decades-old reporting and disclosure system will be replaced by an XBRL-based platform.
Exchange Approval Arrives for BATS
August 19, 2008 - The BATS Trading electronic communications network will begin operating as an exchange within 60 days.
Turquoise Opens Doors
August 15, 2008 - Turquoise, a pan-European venue backed by a consortium of investment banks, has begun limited operations.
Exchanges Agree to Consolidate Insider-Trading Programs Under SROs
August 13, 2008 - The insider trading responsibilities of ten equities exchanges are being consolidated under NYSE Regulation and the Financial Regulatory Authority.
Approved for Portfolio Margining, Pershing Aims at High-Net-Worth Clients
August 12, 2008 - Newly permitted to offer portfolio margin accounts, Pershing says it will target high-net-worth customers with the higher-leverage accounts.
Citigroup Agrees in Principle to Repay $7.5 Billion in ARS Settlement
August 7, 2008 - Citigroup has reached a preliminary settlement agreement with the SEC to repay individual investors the money they invested in auction rate securities.
Prime Brokers Tap Swift for Same-Day Matching
August 7, 2008 - Swift has been selected by a group of major prime brokers to build a centralized pre-settlement matching solution for hedge funds’ equity and fixed-income trades.
T-Zero Says It Exceeds OMG's Credit Derivatives Processing Commitments
August 5, 2008 - T-Zero, provider of a trade affirmation and novation processing platform for credit default swaps, said it has already exceeded many of the targets set by the Operations Management Group.
Lab49 To Provide iPhone Users With Financial Applications
August 5, 2008 - Technology consultancy Lab49 has begun developing applications for the Apple iPhone 2.0 platform.
FlexTrade Introduces OMS; Weeden Is First Client
July 28, 2008 - FlexTrade moves into the order management systems business and signs institutional brokerage Weeden as its first client.
ESecLending Starts Up RIA to Support U.S. Mutual Funds
July 28, 2008 - ESecLending has created a registered investment adviser to offer cash collateral management solutions to U.S. mutual funds.
Tokyo Exchange Struck By Another Systems Glitch
July 23, 2008 - The Tokyo Stock Exchange halted trading of Topix index futures, government bond futures and all options for nearly four hours July 22.
| Page 1 of 91. | ||
| 1 2 3 4 5 6 7 8 9 10 | Next>(11-20) | |
Marketplace
©2008 Securities Industry News and SourceMedia, Inc. All rights reserved.
SourceMedia is an Investcorp company.
Use, duplication, or sale of this service, or data contained herein, is strictly prohibited.
